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Defendants' Answer

LAWSUIT PRIMER Get an overview of the copyright lawsuit, including a timeline of the case, as well as downloadable pleadings made by the plaintiffs, CBS and Paramount, and defendants Alec Peters and Axanar Productions Inc. » Lawsuit Primer

Following two unsuccessful motions to dismiss the copyright infringement lawsuit against them, Axanar Productions and producer Alec Peters on May 23, 2016, filed a formal Answer to the legal complaint filed against them by CBS and Paramount Pictures.

The Answer included a counterclaim by the defendants, seeking further relief for harm caused to Axanar by the plaintiff’s lawsuit.

DRAFT This article is currently being drafted and should be considered incomplete until this notice is removed from the page.

DOWNLOAD Winston & Strawn defense attorney Erin Ranahan’s Answer to the legal complaint for copyright infringement against Axanar Productions and Alec Peters (244K PDF).

The Answer was filed just three days after Star Trek producer J.J. Abrams and Star Trek Beyond director Justin Lin announced at a fan event in Los Angeles that they had interceded with the plaintiffs on Axanar’s behalf, and the lawsuit was “going away within the next few weeks.”

The May 20 statement was widely construed by the media as CBS and Paramount dropping or withdrawing the suit, although a followup statement by Paramount clarified the two sides were negotiating a settlement, and drafting a set of guidelines for fan productions.

Counterclaim

Had the studios planned on withdrawing their suit, that possibility was foreclosed on May 23 by the Answer’s including a counterclaim by the defendants against the studios, asking for additional relief based on harm inflicted on the defendants by the suit.

By asserting their own claims against the plaintiffs, the defendants now “put the plaintiffs into a defensive posture regarding these counterclaims, and the defendant acts in an offensive posture. Thus, for example, the defendant bears the burden of proof on counterclaims.”1)

The Suit Must Go On

Under the Federal Rules of Civil Procedure, the plaintiffs must defend against the counterclaims, starting with a 21-day deadline to file their own Answer, followed by another 21 days for the defense to respond.2) The defendants’ move had the effect of preventing the plaintiffs from simply withdrawing the suit.

A prepared statement on behalf of Axanar Productions stated the defendants had to proceed with filing their Answer, including the counterclaims, irrespective of Abrams’ and Lin’s May 20 announcement in support of the film:

This filing was necessary because, despite J.J. Abrams’ assurance that the lawsuit would be “going away,” and confirmation that CBS is in settlement talks and finally working on fan film guidelines, Paramount and CBS have not yet dismissed the lawsuit. Axanar Productions must therefore meet deadlines set by the court and proceed as if the lawsuit will continue until the situation is resolved.3)

Ironically, if the defendants had wanted the plaintiffs to simply withdraw the suit, the counterclaim made it impossible for them to do so. That meant the way to resolve the suit was now only through protracted settlement negotiations.

What Axanar Wants

Meanwhile, Axanar attorney Ranahan told the Axanar-supporter blog, Fan Film Factor, the defense sought only “a single claim for declaratory relief [and that] this claim is not ‘upping the ante’ given that we are not seeking any monetary damages, but simply a declaration of fair use or non-infringement.”4)

The actual Answer, however, asks for two other things Ranahan did not include in her interview with Fan Film Factor, both of which may involve money:

  • Defendants’ Attorneys’ fees and costs.
  • Additional relief the court finds “just, proper, and equitable.”5)

Responses to the Nature of the Lawsuit

For almost half the pleading’s 28 pages, attorney Erin Ranahan of the Winston & Strawn law firm representing the defendants, issued straightforward denials of the claims made in the legal complaint.

Throughout the Answer, Ranahan supports the her position with the phrase, “Defendants lack knowledge or information sufficient to form a belief about the truth of the allegations, and on that basis deny them.” The phrase sounds worse than it is. It’s legalese for “prove it, plaintiffs,” which is what happens during discovery and ultimately at trial.

What Axanar Admits

In the pleading, the defendants admit about the nature of the suit only that they:

  • Produced the short film, Prelude to Axanar.
  • Intended to produce the feature, Axanar.
  • Created, and continued to develop, a script for Axanar.
  • Raised more than $1 million in fan donations to produce Prelude to Axanar and Axanar.

What Axanar Denies

In the pleading, the defendants denied that:

  • Prelude and Axanar (together referred to by the plaintiffs as the “Axanar Works”) infringe, are substantially similar to, or are derivative of Star Trek.
  • The Axanar Works are intended to be professional quality productions.
  • The defendants, by their own admission, unabashedly took Paramount’s and CBS’s intellectual property to make a “true Star Trek movie.”
  • The $1 million in fan donations included paying for building out a studio.

In denying these claims, the defense argued they were legal conclusions to which no response is required, other than to deny the allegations.

Jurisdiction and Venue

Apart from the defense’s straightforward denial of these claims, one stood out. While acknowledging only that defendants Alec Peters and Axanar Productions were California residents. The Answer denied the plaintiffs’ claims that they “conduct continuous, systematic, and routine business within this state and this District.”6)

The Parties to the Suit

Apart from the defense’s straightforward denial of these claims, one stood out. Of the plaintiffs’ description that “Axanar Productions is a corporation organized under the laws of the State of California … a motion picture, television, and/or video production company,”7) the Answer only admitted to the company being “a California corporation that produces fan films.”8)

The Doe Defendants

The Answer issued a blanket denial of claims related to the unnamed 'Doe' defendants (up to 20 yet to be identified by plaintiffs), particularly noting defendants’ belief plaintiffs “suffered any injury as a result of any of the [Does’] actions described in the [lawsuit].”9)

Plaintiffs' Copyrighted Star Trek Works

The Answer issued a blanket denial of the plaintiffs’ assertion of ownership of the copyrights to Star Trek by CBS and Paramount Pictures, leaving it to them to prove that through discovery and at trial.

Prelude to Axanar

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Axanar

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Substantial Similarity

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Direct Financial Benefit

“The allegations in paragraph 62 constitute legal conclusions to which no required. To the extent a response is required, Defendants deny the allegations.”

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Declaratory Judgment

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Affirmative Defenses

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  1. (Fair Use)
  2. (Waiver)
  3. (Unclean Hands)
  4. (First Amendment)
  5. (Estoppel)
  6. (Failure to Mitigate Damages)
  7. (Acknowledgment, Ratification, Consent and Acquiescence)
  8. (Failure to Register)
  9. (Invalidity of Unenforceability of Copyright)
  10. (Authorized Use)
  11. (Forfeiture or Abandonment)
  12. (Misuse of Copyright)
  13. (Constitutionally Excessive Damages)
  14. (Lack of Standing)

Additional Defenses

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Nature of Counterclaim

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The Story of Alec Peters

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Abrams'-Lin's Intercession

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Fair Use Protection

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Non-Violation of Plaintiffs' Rights

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Demand for Jury Trial

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Keywords

5)
Answer of Defendants … to Plaintiffs’ First Amended Complaint; Counterclaim for Declaratory Relief; Demand for Jury Trial, p. 26, “Prayer for Relief,” 2 & 3, 5/23/16.
6)
First Amended Complaint, p. 2 ¶4, 3/11/16.
7)
First Amended Complaint, p. 2 ¶8, 3/11/16.
8)
Answer of Defendants … to Plaintiffs’ First Amended Complaint; Counterclaim for Declaratory Relief; Demand for Jury Trial, p. 2 ¶8, 5/23/16.
9)
Answer of Defendants … to Plaintiffs’ First Amended Complaint; Counterclaim for Declaratory Relief; Demand for Jury Trial, p. 2 ¶11, 5/23/16.
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